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Is it necessary to transact through an intermediary?
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2. SECURITIES
2.1 REGULATOR
2.2 PARTICIPANTS
5. DERIVATIVES 6. DEPOSITORY 7. MUTUAL FUNDS 8. MISCELLANEOUS 9. CONCEPTS & MODES OF ANALYSIS 10. RATIO ANALYSIS |
It is advisable to conduct transactions through an intermediary. For example
you need to transact through a trading member of a stock exchange if you
intend to buy or sell any security on stock exchanges. You need to maintain
an account with a depository if you intend to hold securities in demat form.
You need to deposit money with a banker to an issue if you are subscribing
to public issues. You get guidance if you are transacting through an
intermediary. Chose a SEBI registered intermediary, as he is accountable for
its activities. The list of registered intermediaries is available with
exchanges, industry associations etc.
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